nsprovidedinthecoveredagreements”.Thislanguagecouldbeinterpretedasaconstraintonthestandardofreview,butpossiblynottotheextentofArt.17.6oftheAnti-dumpingAgreement.1 TheissueofscopeofreviewbecameacontroversyinthenegotiationsofthenewAnti-dumpingCodeduringtheUruguayRoundandcenteredonwhatstandardofreviewshouldbeappliedbypanelsinexaminingissuesoflaw,especiallywhentheagreementdoesnotspecificallyaddressanissueandwhetherthereshouldbeaprovisionlimitingtheextentofscrutinybyapaneloffactualissues,soastopreventpanelsfromengaginginadenovoreviewofsuchfactualissues.Astothesecondissue,obviouslystandardofreviewandscopeofreviewarecloselylinked. Inthisrespect,themostprominentoftheseisfoundintheADAgreementatArt.17.6whichreadsasfollows: “Inexaminingthematterreferredtoinparagraph5: (i) initsassessmentofthefactsofthematter,thepanelshalldeterminewhethertheauthorities’establishmentofthefactswasproperandwhethertheirevaluationofthosefactswasunbiasedandobjective.Iftheestablishmentofthefactswasproperandtheevaluationwasunbiasedandobjective,eventhoughthepanelmighthavereachedadifferentconclusion,theevaluationshallnotbeoverturned; (ii) thepanelshallinterprettherelevantprovisionsoftheAgreementinaccordancewithcustomaryrulesofinterpretationofpublicinternationallaw.WherethepanelfindsthatarelevantprovisionoftheAgreementadmitsofmorethanonepermissibleinterpretation,thepanelshallfindtheauthorities’measuretobeinconformitywiththeAgreementifitrestsupononeofthosepermissibleinterpretations.” AndArt.17.6isnottheonlyprovisionbearingonthestandard-of-reviewintheanti-dumpingfield.AlsorelevantaretwoMinisterialDecisionstakenatthefinalMinisterialConferenceoftheUruguayRoundatMarrakesh,MoroccoinApril1994,andmadepartoftheUruguayRoundFinalActtext.Thesestate,respectively: “DECISIONONREVIEWOFARTICLE17.6OFTHEAGREEMENTONIMPLEMENTATIONOFARTICLEVIOFTHEGENERALAGREEMENTONTARIFFSANDTRADE1994 Ministersdecideasfollows: Thestandardofreviewinparagraph6ofArticle17oftheAgreementonImplementationofArticleVIofGATT1994shallbereviewedafteraperiodofthreeyearswithaviewtoconsideringthequestionofwhetheritiscapableofgeneralapplication. DECLARATIONONDISPUTESETTLEMENTPURSUANTTOTHEAGREEMENTONIMPLEMENTATIONOFARTICLEVIOFTHEGENERALAGREEMENTONTARIFFSANDTRADE1994ORPARTVOFTHEAGREEMENTONSUBSIDIESANDCOUNTERVAILINGMEASURES Ministersrecognize,withrespecttodisputesettlementpursuanttotheAgreementonImplementationofArticleVIofGATT1994orPartVoftheAgreementonSubsidiesandCountervailingMeasures,theneedfortheconsistentresolutionofdisputesarisingfromanti-dumpingandcountervailingdutymeasures.” Asbothofthesepassagessuggest,theanti-dumpingprovisionswerenotuncontroversial,fortheMinisterialDecisionseembothtolimittheapplicationofthoseanti-dumpingprovisions,andtoraisequestionshowtheyfitintotheoveralljurisprudenceoftheWTO.Nevertheless,wenotethatboththetwoMinisterialDecisionsareamere“Declaration”,ratherthana“Decision”oftheMinisters.Inourview,aDeclarationlacksthemandatoryauthorityofaDecision.IntheMinisterialDeclaration,Ministerssimply“recognize…theneed”fortheconsistentresolutionofdisputes.Inouropinion,thesimplerecognitionoftheneedforanactiondoesnotmandatethataction.InaMinisterialDecision,bycontrast,Ministers“decide”thatcertainactionshallbetaken.Forthesereasons,wedonotconsiderthattheMinisterialDeclarationimposesanyobligationsonpanels. SincethestandardslaidoutintheADAgreement(andtheDSU)essentiallycodifyrecentpanelreviewstandardsundertheGATT,andremaintobeclarifiedanddevelopedbyfurtherpracticebytheDSBundertheWTO,theremainderofthissectionwillexaminethosestandardswithrespecttoanti-dumpingasimplementedbypanelsandinterpretedbytheAppellateBodyinparticularcases. IISpecialStandardofReviewundertheADAgreement:inGeneral Asnotedaboveandmorespecifiedpreviously,intheabsenceofprovisionsintheDSUoranyothercoveredagreementsexplicitlyconcerningthestandardofreviewquestion,astothegeneralapproachforpanels(outsideoftheanti-dumpingareas),Art.11oftheDSUwhichprovides“anobjectiveassessment”bearsdirectlyonstandardofreviewapplicabletothedeterminationandassessmentofthefactsinnationalinvestigativeproceedings.Also,panelshavestated,onmorethanoneoccasion,that,for“allbutone”ofthecoveredagreements,Art.11oftheDSUsetsforththeappropriatestandardofreviewforpanels.The“one”istheADAgreement. (i)AdhocApproachestoDomesticDetermination:Art.17.6 Asnotedpreviously,ingeneral,onbalancepanelsdon’tactas“super-investigativeauthorities”anddonotengageinadenovoreviewoffactualissues,norinatotaldeference.However,astobenotedbelow,Art.17.6ADseemstosetoutanadhocspecificstandardofreviewfordisputesarisingundertheADAgreement.Art.17.6oftheADAgreementsetsoutaspecialstandardofreviewfordisputesarisingunderthatAgreement.However,astobeshowninmoredetailbelow,thisArt.17.6standardappliesonlytodisputesarisingundertheADAgreement,andnottodisputesarisingunderothercoveredagreements.Importantly,itseemsthatthenegotiatorscompromisedsothatthelimitinglanguageonstandardofreviewasprovidedforinArt.17.6oftheADAgreement,wouldapplyonlytotheanti-dumpingtext,andnotnecessarilytootherdisputesettlementcasesbeforetheWTOpanels. Withregardtofactualissues,itisArt.17.6(i)thatisonpoint.Inthisrespect,thespecialstandardinArt.17.6(i)hasbeenappliedonmanyoccasions,e.g.,thePanelinArgentina-FloorTiles(DS189)rules:2 “WenotethatthePanelinthecaseUnitedStates-Anti-DumpingMeasuresonStainlessSteelPlateinCoilsandStainlessSteelSheetandStripfromKoreaconsideredthatArticle17.6(i):‘speaksnotonlytotheestablishmentofthefacts,butalsototheirevaluation.Therefore,thePanelmustchecknotmerelywhetherthenationalauthoritieshaveproperlyestablishedtherelevantfactsbutalsothevalueorweightattachedtothosefactsandwhetherthiswasdoneinanunbiasedandobjectivemanner.Thisconcernstheaccordingofacertainweighttothefactsintheirrelationtoeachother;itisnotalegalevaluation.’ Accordingly,itisnotourroleasapaneltoperformadenovoreviewoftheevidencewhichwasbeforetheinvestigatingauthorityatthetimeitmadeitsdetermination.Rather,wemustreviewthedeterminationthei 上一页 [2] [3] [4] [5] [6] [7] [8] [9] [10] [11] [12] 下一页
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