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   WTO Dispute Settlement Mechanism(7)      ★★★ 【字体: 】  
WTO Dispute Settlement Mechanism(7)
收集整理:佚名    来源:本站整理  时间:2009-02-04 14:05:53   点击数:[]    

ncebegiventoitsviewsonthemeaningofitsownlaw.5
  “WhileitisclearfromthetermsofArticle3.2oftheDSUthatitfallswithinthecompetenceofthePanelto‘clarifytheexistingprovisionsof[thecoveredagreements]inaccordancewithcustomaryrulesofinterpretationofpublicinternationallaw’,theDSUdoesnotexpresslyprovidehowpanelsshouldaddressdomesticlegislation.Article11oftheDSUonlyspecifiesthatpanels‘shouldmake[…]anobjectiveassessmentofthefactsofthecase’.However,bothArticle3.2oftheDSUandthepracticeoftheAppellateBodymakeitclearthatwehave,wheneverappropriate,todevelopourapproachonthebasisofthatofinternationalcourtsinsimilarcircumstances.Wewillconsequentlytakeintoconsiderationthepracticeofinternationaltribunalsinthisrespect.”6
  Furthermore,theunderstandingofalawtheWTO-compatibilityofwhichhastobeassessedbeginswithananalysisofthetermsofthatlaw.However,panelshaveneverconsideredthattheyshouldlimitthemselvestoananalysisofthetextofmunicipallawinisolationfromitsinterpretationbydomesticcourtsorotherauthorities,eveniftheyweretofindthattexttobeclearonitsface.Panelsthinkiftheyweretodoso,theymightdevelopanunderstandingofthatlawdifferentfromthewayitisactuallyunderstoodandappliedbythedomesticauthorities.Thiswouldbecontrarytopanels’obligationtomakeanobjectiveassessmentofthefactsofthecase,pursuanttoArticle11oftheDSU.Therefore,panelsrulethattheymustlookatalltheaspectsofthedomesticlegislationthatarerelevantfortheirunderstandingofthedisputedmunicipallaw.However,lookingatalltherelevantaspectsofthedomesticlawofaMembermayraisesomemethodologicaldifficulties,suchashowmuchdeferencemustbepaidtothatMember’scharacterizationofitslegislation.Inthatcontext,panelsthinktheywilldeterminefirsthowtodealwiththataspectoftheexaminationofadomesticlawandhowtheyshouldconsiderthecase-lawrelatedtoit,wherecourtsare,interalia,responsibleforinterpretingthelaw.7
  Thus,asruledinUS-1916Act(DS136/DS162),“[panels’]understandingoftheterm‘examination’asusedbytheAppellateBodyisthatpanelsneednotacceptatfacevaluethecharacterisationthattherespondentattachestoitslaw.Apanelmayanalysetheoperationofthedomesticlegislationanddeterminewhetherthedescriptionofthefunctioningofthelaw,asmadebytherespondent,isconsistentwiththelegalstructureofthatMember.Thisway,itwillbeabletodeterminewhetherornotthelawasappliedisinconformitywiththeobligationsoftheMemberconcernedundertheWTOAgreement.”8
  Tosumup,legislationassuch,independentlyfromitsapplicationinspecificcases,maybreachGATT/WTOobligations.PanelsundertheGATT/WTOconsistentlyconsiderthat,underArticleXXIIIoftheGATT,theyhavethejurisdictiontodealwithclaimsagainstlegislationassuch.SuchrulingisalsoconfirmedbytheWTOpractice.
  However,panelscanneversubstitutedomesticauthoritiesoftheirroleininterpretingnationallaw.Panelshavetofindtheirappropriateapproachestodomesticlaw.Inthisrespect,ingeneral,assummarizedbytheAppellateBodyinUS-1998Act(DS176),“themunicipallawofWTOMembersmayservenotonlyasevidenceoffacts,butalsoasevidenceofcomplianceornon-compliancewithinternationalobligations.UndertheDSU,apanelmayexaminethemunicipallawofaWTOMemberforthepurposeofdeterminingwhetherthatMemberhascompliedwithitsobligationsundertheWTOAgreement.Suchanassessmentisalegalcharacterizationbyapanel”.9
  IVSpecialRulesforClaimsagainstAnti-dumpingLegislationasSuch
  (i)Introduction
  InUS-1916Act(DS136/DS162),theUnitedStatesappealsthePanel’sfindingthatithadjurisdictiontoconsidertheclaimsthatthe1916ActassuchisinconsistentwithArticleVIoftheGATT1994andtheADAgreement.AccordingtotheUnitedStates,MemberscannotbringaclaimofinconsistencywiththeADAgreementagainstlegislationassuchindependentlyfromaclaimofinconsistencyofoneofthethreeanti-dumpingmeasuresspecifiedinArt.17.4,i.e.,adefinitiveanti-dumpingduty,apriceundertakingor,insomecircumstances,aprovisionalmeasure.
  InexaminingthelegalbasisforthePanel’sjurisdictiontoconsidertheclaimsofinconsistencymadeinrespectofthe1916Actassuch,theAppellateBodybeginswithArt.1.1oftheDSU,whichstates,inrelevantpart:“TherulesandproceduresofthisUnderstandingshallapplytodisputesbroughtpursuanttotheconsultationanddisputesettlementprovisionsoftheagreementslistedinAppendix1tothisUnderstanding(referredtointhisUnderstandingasthe‘coveredagreements’).”TheAppellateBodyrulesthat,“[f]ortheDSUtoapplytoclaimsthatthe1916ActassuchisinconsistentwithArticleVIoftheGATT1994andtheAnti-DumpingAgreement,alegalbasistobringtheclaimsmustbefoundintheGATT1994andtheAnti-DumpingAgreement,respectively”.Theyalsonotethatinthepresentcase,“theEuropeanCommunitiesandJapanbothbroughttheirclaimsofinconsistencywithArticleVIoftheGATT1994andtheAnti-DumpingAgreementpursuanttoArticleXXIIIoftheGATT1994andArticle17oftheAnti-DumpingAgreement”.10
  SincelegalbasisforclaimsagainstlegislationassuchundertheGATT1994hasgenerallybeendiscussedabove,theauthorwillnotgiveunnecessarydetailinthisrespectandmeanstofocushereontheissueofthelegalbasisforclaimsbroughtundertheADAgreement,Art.17.4oftheADAgreementbearsgreatrelevancehere.ThentheauthorwillexaminesomerelevantaspectsoftheAppellateBodyReportonUS-1916Act(DS136/DS162).
  (ii)GeneralLegalBasisunderArt.17oftheADAgreement
  Inthisrespect,theAppellateBodyrules:11
  “[…]JustasArticlesXXIIandXXIIIoftheGATT1994createalegalbasisforclaimsindisputesrelatingtoprovisionsoftheGATT1994,soalsoArticle17establishesthebasisfordisputesettlementclaimsrelatingtoprovisionsoftheAnti-DumpingAgreement.InthesamewaythatArticleXXIIIoftheGATT1994allowsaWTOMembertochallengelegislationassuch,Article17oftheAnti-DumpingAgreementisproperlytoberegardedasallowingachallengetolegislationassuch,unlessthispossibilityisexcluded.NosuchexpressexclusionisfoundinArticle17orelsewhereintheAnti-DumpingAgreement.
  InconsideringwhetherArticle17containsanimplicitrestrictiononchallengestoanti-dumpinglegislationassuch,wefirstnotethatArticle17.1states:‘Exceptasotherwiseprovidedherein,theDisputeSettlementUnderstandingisapplicabletoconsultationsandthesettlementofdisputesunderthisAgreement.’
  Article17.1refers,withoutqualification,to‘thesettlementofdisputes’undertheAnti-DumpingA

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