ncebegiventoitsviewsonthemeaningofitsownlaw.5 “WhileitisclearfromthetermsofArticle3.2oftheDSUthatitfallswithinthecompetenceofthePanelto‘clarifytheexistingprovisionsof[thecoveredagreements]inaccordancewithcustomaryrulesofinterpretationofpublicinternationallaw’,theDSUdoesnotexpresslyprovidehowpanelsshouldaddressdomesticlegislation.Article11oftheDSUonlyspecifiesthatpanels‘shouldmake[…]anobjectiveassessmentofthefactsofthecase’.However,bothArticle3.2oftheDSUandthepracticeoftheAppellateBodymakeitclearthatwehave,wheneverappropriate,todevelopourapproachonthebasisofthatofinternationalcourtsinsimilarcircumstances.Wewillconsequentlytakeintoconsiderationthepracticeofinternationaltribunalsinthisrespect.”6 Furthermore,theunderstandingofalawtheWTO-compatibilityofwhichhastobeassessedbeginswithananalysisofthetermsofthatlaw.However,panelshaveneverconsideredthattheyshouldlimitthemselvestoananalysisofthetextofmunicipallawinisolationfromitsinterpretationbydomesticcourtsorotherauthorities,eveniftheyweretofindthattexttobeclearonitsface.Panelsthinkiftheyweretodoso,theymightdevelopanunderstandingofthatlawdifferentfromthewayitisactuallyunderstoodandappliedbythedomesticauthorities.Thiswouldbecontrarytopanels’obligationtomakeanobjectiveassessmentofthefactsofthecase,pursuanttoArticle11oftheDSU.Therefore,panelsrulethattheymustlookatalltheaspectsofthedomesticlegislationthatarerelevantfortheirunderstandingofthedisputedmunicipallaw.However,lookingatalltherelevantaspectsofthedomesticlawofaMembermayraisesomemethodologicaldifficulties,suchashowmuchdeferencemustbepaidtothatMember’scharacterizationofitslegislation.Inthatcontext,panelsthinktheywilldeterminefirsthowtodealwiththataspectoftheexaminationofadomesticlawandhowtheyshouldconsiderthecase-lawrelatedtoit,wherecourtsare,interalia,responsibleforinterpretingthelaw.7 Thus,asruledinUS-1916Act(DS136/DS162),“[panels’]understandingoftheterm‘examination’asusedbytheAppellateBodyisthatpanelsneednotacceptatfacevaluethecharacterisationthattherespondentattachestoitslaw.Apanelmayanalysetheoperationofthedomesticlegislationanddeterminewhetherthedescriptionofthefunctioningofthelaw,asmadebytherespondent,isconsistentwiththelegalstructureofthatMember.Thisway,itwillbeabletodeterminewhetherornotthelawasappliedisinconformitywiththeobligationsoftheMemberconcernedundertheWTOAgreement.”8 Tosumup,legislationassuch,independentlyfromitsapplicationinspecificcases,maybreachGATT/WTOobligations.PanelsundertheGATT/WTOconsistentlyconsiderthat,underArticleXXIIIoftheGATT,theyhavethejurisdictiontodealwithclaimsagainstlegislationassuch.SuchrulingisalsoconfirmedbytheWTOpractice. However,panelscanneversubstitutedomesticauthoritiesoftheirroleininterpretingnationallaw.Panelshavetofindtheirappropriateapproachestodomesticlaw.Inthisrespect,ingeneral,assummarizedbytheAppellateBodyinUS-1998Act(DS176),“themunicipallawofWTOMembersmayservenotonlyasevidenceoffacts,butalsoasevidenceofcomplianceornon-compliancewithinternationalobligations.UndertheDSU,apanelmayexaminethemunicipallawofaWTOMemberforthepurposeofdeterminingwhetherthatMemberhascompliedwithitsobligationsundertheWTOAgreement.Suchanassessmentisalegalcharacterizationbyapanel”.9 IVSpecialRulesforClaimsagainstAnti-dumpingLegislationasSuch (i)Introduction InUS-1916Act(DS136/DS162),theUnitedStatesappealsthePanel’sfindingthatithadjurisdictiontoconsidertheclaimsthatthe1916ActassuchisinconsistentwithArticleVIoftheGATT1994andtheADAgreement.AccordingtotheUnitedStates,MemberscannotbringaclaimofinconsistencywiththeADAgreementagainstlegislationassuchindependentlyfromaclaimofinconsistencyofoneofthethreeanti-dumpingmeasuresspecifiedinArt.17.4,i.e.,adefinitiveanti-dumpingduty,apriceundertakingor,insomecircumstances,aprovisionalmeasure. InexaminingthelegalbasisforthePanel’sjurisdictiontoconsidertheclaimsofinconsistencymadeinrespectofthe1916Actassuch,theAppellateBodybeginswithArt.1.1oftheDSU,whichstates,inrelevantpart:“TherulesandproceduresofthisUnderstandingshallapplytodisputesbroughtpursuanttotheconsultationanddisputesettlementprovisionsoftheagreementslistedinAppendix1tothisUnderstanding(referredtointhisUnderstandingasthe‘coveredagreements’).”TheAppellateBodyrulesthat,“[f]ortheDSUtoapplytoclaimsthatthe1916ActassuchisinconsistentwithArticleVIoftheGATT1994andtheAnti-DumpingAgreement,alegalbasistobringtheclaimsmustbefoundintheGATT1994andtheAnti-DumpingAgreement,respectively”.Theyalsonotethatinthepresentcase,“theEuropeanCommunitiesandJapanbothbroughttheirclaimsofinconsistencywithArticleVIoftheGATT1994andtheAnti-DumpingAgreementpursuanttoArticleXXIIIoftheGATT1994andArticle17oftheAnti-DumpingAgreement”.10 SincelegalbasisforclaimsagainstlegislationassuchundertheGATT1994hasgenerallybeendiscussedabove,theauthorwillnotgiveunnecessarydetailinthisrespectandmeanstofocushereontheissueofthelegalbasisforclaimsbroughtundertheADAgreement,Art.17.4oftheADAgreementbearsgreatrelevancehere.ThentheauthorwillexaminesomerelevantaspectsoftheAppellateBodyReportonUS-1916Act(DS136/DS162). (ii)GeneralLegalBasisunderArt.17oftheADAgreement Inthisrespect,theAppellateBodyrules:11 “[…]JustasArticlesXXIIandXXIIIoftheGATT1994createalegalbasisforclaimsindisputesrelatingtoprovisionsoftheGATT1994,soalsoArticle17establishesthebasisfordisputesettlementclaimsrelatingtoprovisionsoftheAnti-DumpingAgreement.InthesamewaythatArticleXXIIIoftheGATT1994allowsaWTOMembertochallengelegislationassuch,Article17oftheAnti-DumpingAgreementisproperlytoberegardedasallowingachallengetolegislationassuch,unlessthispossibilityisexcluded.NosuchexpressexclusionisfoundinArticle17orelsewhereintheAnti-DumpingAgreement. InconsideringwhetherArticle17containsanimplicitrestrictiononchallengestoanti-dumpinglegislationassuch,wefirstnotethatArticle17.1states:‘Exceptasotherwiseprovidedherein,theDisputeSettlementUnderstandingisapplicabletoconsultationsandthesettlementofdisputesunderthisAgreement.’ Article17.1refers,withoutqualification,to‘thesettlementofdisputes’undertheAnti-DumpingA 上一页 [1] [2] [3] [4] [5] [6] [7] [8] [9] 下一页
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