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   WTO Dispute Settlement Mechanism(7)      ★★★ 【字体: 】  
WTO Dispute Settlement Mechanism(7)
收集整理:佚名    来源:本站整理  时间:2009-02-04 14:05:53   点击数:[]    

identifyaspecificanti-dumpingmeasureatissueinapanelrequestinnowaylimitsthenatureoftheclaimsthatmaybebroughtundertheADAgreement.ThereisadifferencebetweenthespecificmeasuresatissueandtheclaimsorthelegalbasisofthecomplaintreferredtotheDSBrelatingtothosespecificmeasures.TheonlyrequirementspecialinArt.17.4oftheADAgreement,incontrastwiththatinArt.6.2oftheDSU,seemstobethatthereshouldbearelationshipbetweenthemeasurechallengedinadispute--inthecaseoftheADAgreement,oneofthethreetypesofanti-dumpingmeasuredescribedinArt.17.4--andtheclaimsassertedinthatdispute.Inanyevent,acomplainantmay,havingidentifiedaspecificanti-dumpingdutyinitsrequestforestablishment,bringanyclaimsundertheADAgreementrelatingtothatspecificmeasure.
  WithregardtoArt.17.5(i)oftheADAgreement,theAppellateBodyhasruledthat,thereisnoinconsistencybetweenArt.17.5oftheADAgreementandtheprovisionsofArt.6.2oftheDSU.Onthecontrary,theyarecomplementaryandshouldbeappliedtogether.TheonlyrequirementcomplementaryinArt.17.5(i)isthat,therequestmustexplicitlyindicatehowbenefitsaccruingtothecomplainingMemberarebeingnullifiedorimpaired.
  Art.17.5(i)doesnotrequireacomplainingMembertousethewords“nullify”or“impair”inarequestforestablishment.Inthisrespect,servingascontextforinterpretingtherequirementsofArt.17.5(i),Art.3.8oftheDSUprovidesapresumption,whichinpracticeoperatesasanirrefutablepresumption,thattheviolationofacoveredagreementconstitutesaprimafaciecaseofnullificationorimpairment.Therefore,arequestallegingviolationsoftheADAgreementwhich,ifdemonstrated,willconstituteaprimafaciecaseofnullificationorimpairmentunderArt.3.8oftheDSU,containsasufficientallegationofnullificationorimpairmentforpurposesofArt.17.5(i)oftheADAgreement.
  Asdiscussedabove,wehaveexaminedsomeaspectsofpanel’sjurisdictionrelatingtotheinitiationandconductofanti-dumpinginvestigations.Howaboutthelegalbasisforacomplainingpartytobringaclaimagainstanti-dumpinglegislationassuch?
  IIIGeneralLegalBasisforClaimsagainstLegislationasSuch
  Arts.XXIIandXXIIIoftheGATT1994serveasthebasisforconsultationsanddisputesettlementundertheGATT1994and,throughincorporationbyreference,undermostoftheotheragreementsinAnnex1AtotheWTOAgreement.AccordingtoArt.XXIII:1(a)oftheGATT1994,aMembercanbringadisputesettlementclaimagainstanotherMemberwhenitconsidersthatabenefitaccruingtoitundertheGATT1994isbeingnullifiedorimpaired,orthattheachievementofanyobjectiveoftheGATT1994isbeingimpeded,asaresultofthefailureofthatotherMembertocarryoutitsobligationsunderthatAgreement.Dotheseprovisionsserveaslegalbasisforchallengesagainstlegislationassuchotherthanitsapplicationinspecificcases,either?
  Inthisrespect,theAppellateBodyinUS-1916Act(DS136/DS162)rulesthat,“[p]riortotheentryintoforceoftheWTOAgreement,itwasfirmlyestablishedthatArticleXXIII:1(a)oftheGATT1947allowedaContractingPartytochallengelegislationassuch,independentlyfromtheapplicationofthatlegislationinspecificinstances.WhilethetextofArticleXXIIIdoesnotexpresslyaddressthematter,panelsconsistentlyconsideredthat,underArticleXXIII,theyhadthejurisdictiontodealwithclaimsagainstlegislationassuch”.ThisrulingisconfirmedbytheWTOpractice.Forexample,thePanelinUS-Sections301-310(DS152)thinksthat,legislationassuchmayalsobreachWTOobligations,theyrule:4
  “Asageneralproposition,GATTacquis,confirmedinArticleXVI:4oftheWTOAgreementandrecentWTOpanelreports,makeabundantlyclearthatlegislationassuch,independentlyfromitsapplicationinspecificcases,maybreachGATT/WTOobligations:
  (a)InGATTjurisprudence,togiveoneexample,legislationprovidingfortaxdiscriminationagainstimportedproductswasfoundtobeGATTinconsistentevenbeforeithadactuallybeenappliedtospecificproductsandthusbeforeanygivenproducthadactuallybeendiscriminatedagainst.
  (b)ArticleXVI:4oftheWTOAgreementexplicitlyconfirmsthatlegislationassuchfallswithinthescopeofpossibleWTOviolations.Itprovidesasfollows:‘EachMembershallensuretheconformityofitslaws,regulationsandadministrativeprocedureswithitsobligationsasprovidedintheannexedAgreements.’
  ThethreetypesofmeasuresexplicitlymadesubjecttotheobligationsimposedintheWTOagreements–‘laws,regulationsandadministrativeprocedures’-aremeasuresthatareapplicablegenerally;notmeasurestakennecessarilyinaspecificcaseordispute.ArticleXVI:4,thoughnotexpandingthematerialobligationsunderWTOagreements,expandsthetypeofmeasuresmadesubjecttotheseobligations.
  (c)RecentWTOpanelreportsconfirm,too,thatlegislationassuch,independentlyfromitsapplicationinaspecificcase,canbeinconsistentwithWTOrules.”
  Clearly,itisestablishedthatlegislationassuch,independentlyfromitsapplicationinaspecificcase,canbeinconsistentwithWTOrulesandthereforecanbebroughtbeforetheDSB.However,whatrolepanelsmayplaywhencalledupontoresolvesettlementconcerninglegislationassuch?
  Asnotedabove,panelsmayhavejurisdictionastodomesticlawoncebroughtbeforethemappropriately.Inpractice,panelsoftenhavetoaddressdomesticlaws,InrespectoftheexaminationofdomesticormunicipallawbyWTOpanels,insomecircumstances,itisclearthatanexaminationoftherelevantaspectsofmunicipallawisessentialtodeterminingwhetherMemberstoadisputehavecompliedwiththeirobligationsunderthecoveredagreements.
  However,asstressedintheDSBpractice,panels’mandateistoexaminemunicipallawsolelyforthepurposeofdeterminingwhetherMembersmeettheirWTOobligations.Indoingso,panelsdonotinterpretmunicipallaw“assuch”,thewaytheywould,say,interpretprovisionsofthecoveredagreements.Panelsare,instead,calleduponbytheDSBtothemeaningofdomesticlawasfactualelementsandtocheckwhetherthesefactualelementsconstituteconductbytheMemberscontrarytotheirWTOobligations.Therulesonburdenofprooffortheestablishmentoffactsalsoapplyinthisrespect.Theremaybevariousdifferencesbetweendomesticlawandthecoveredagreements,e.g.,sometermssuchas“determination”usedbothindomesticlawandinWTOprovisions,donotnecessarilyhavethesamemeaning.Itfollowsthatinmakingfactualfindingsconcerningthemeaningofdomesticlawpanelsarenotboundtoaccepttheinterpretationpresentedbypartiestoaparticulardispute.Thatsaid,anyMembercanreasonablyexpectthatconsiderabledefere

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