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   WTO Dispute Settlement Mechanism(7)      ★★★ 【字体: 】  
WTO Dispute Settlement Mechanism(7)
收集整理:佚名    来源:本站整理  时间:2009-02-04 14:05:53   点击数:[]    

eement.”
  WithregardtothewholeArt.17.6oftheDSU,asruledbytheAppellateBodyinMexico-HFCS(recoursetoArticle21.5oftheDSUbyUS)(DS132),“[w]erecentlyexaminedthisstandardofreviewinUnitedStates-Hot-RolledSteel.InourReportinthatcase,weobservedthat,pursuanttoArticle17.6(i),‘thetaskofpanelsissimplytoreviewtheinvestigatingauthorities’’establishment’and’evaluation’ofthefacts’.UnderArticle17.6(ii),panelsmust‘determinewhetherameasurerestsuponaninterpretationoftherelevantprovisionsoftheAnti-DumpingAgreementwhichispermissibleundertherulesoftreatyinterpretationinArticles31and32oftheViennaConvention’.TherequirementsofthestandardofreviewprovidedforinArticle17.6(i)and17.6(ii)arecumulative.Inotherwords,apanelmustfindadeterminationmadebytheinvestigatingauthoritiestobeconsistentwithrelevantprovisionsoftheAnti-DumpingAgreementifitfindsthatthoseinvestigatingauthoritieshaveproperlyestablishedthefactsandevaluatedthosefactsinanunbiasedandobjectivemanner,andthatthedeterminationrestsupona‘permissible’interpretationoftherelevantprovisions.”9
  
  IIIScopeofReviewofFact-findings:Art.17.5(ii)oftheADAgreement
  PursuanttoArt.17.6(i)oftheDSU,panels’approachinadisputeistodeterminewhethertheestablishmentofthefactsbytheinvestigatingauthoritiesoftheimportingMemberisproperandwhethertheirevaluationofthosefactsisunbiasedandobjective.Wheretheestablishmentofthefactsisproper,panelsmustexaminewhethertheevidencebeforetheinvestigatingauthoritiesoftheimportingMemberinthecourseoftheirinvestigationandatthetimeoftheirdeterminationsissuchthatanunbiasedandobjectiveinvestigatingauthorityevaluatingthatevidencecouldhavedetermineddumping,injuryandcausalrelationship.
  InconnectionwithpanelsassessmentofthefactsofthematterunderADAgreement,Art.17.5(ii),withwhichArt.17.6(i)shallberead,statesthattheDSBshallestablishapaneltoexaminethematterbasedupon:“thefactsmadeavailableinconformitywithappropriatedomesticprocedurestotheauthoritiesoftheimportingMember.”ThisseemstorelatetoallofthefactsmadeavailabletotheauthoritiesoftheimportingMember.However,doesitmeanthatacomplainantWTOmembermaynotraisenewclaimsinadisputesettlementproceedingundertheADAgreementwheresuchclaimshadnotbeenraisedbeforethenationalinvestigatingauthorities?
  Whatevermaybeitssubstantivemerits,Art.17.5(ii)doesnotoffermuchofaguidelineinthisregard.Thentheauthormeanstoexplorebelowsomeaspectsoftheadmissibilityissue,particularindisputesrelatingtoanti-dumping.
  (i)OverviewoftheGATTPractice
  Withregardtothequestionoftheraisingofnewevidenceinadisputesettlementproceedingconcerninganti-dumping,itcameupinthreecasesundertheTokyoRoundAnti-dumpingCode:US-StainlessSteel(ADP/47of20August1990),US-Cement(ADP/182of7September1992),US-Salmon(ADP/87of30November1992).10
  InUS-StainlessSteel,thepaneldidnotdeemitnecessarytodealwiththeUSclaimtothateffect.InUS-Cement,theUSclaimedthatMexicoshouldbeprecludedfromraisingtheissueof“standing”ofthepetitionersandtheissueofcumulationofMexicanandJapaneseimports,astheseissueshadnotbeenraisedduringtheadministrativeproceedings.ThepanelrejectedtheUSclaim,itconsideredthat:“ifsuchfundamentalrestrictionontherightofrecoursetotheAgreement’sdisputesettlementprocesshadbeenintendedbythedraftersoftheAgreement,theywouldhavemadeexplicitforit”.However,thepaneladded“thematterexaminedbythepanelwouldhavetobebasedonfactsraisedinthefirstinstance,inconformitywiththeappropriatedomesticprocedures,intheadministrativeproceedingsintheimportingcountry”.
  InUS-Salmon,theUSraisedthepreliminaryobjectionthattwoissuesraisedbyNorwaybeforethepanelhadnotbeenraisedinthenationaladministrativeproceedingsintheUS;accordingtotheUStheseissuesthereforenotadmissibleintheproceedingsbeforethepanel.Thepanelrejectedthisclaimonthegroundthatthedisputesettlementprovisionsofthe(TokyoRound)Anti-dumpingCode(Article15)didnotofferanybasisforrefusingtoconsideraclaimbyapartyinadisputesettlementmerelybecausethesubjectmatteroftheclaimhadnotbeenraisedbeforetheinvestigatingauthoritiesundernationallaw.Thepanelnotedhowever,thatitsconclusion“didnotimplythatinreviewingthemeritsofaclaimapanelshouldnottakeaccountofwhetherornottheissuestowhichtheclaimrelateswereraisedbeforetheinvestigatingauthoritiesinthedomesticanti-dumpingdutyproceeding”.
  ThepracticalconclusionseemstobethatthepanelsbeforewhichthisissuewasraiseddidconsiderGATTdisputesettlementproceedingsasquiteindependentfromnationalproceedings,inthesensethattheydidnotconsiderthemselvesboundtoremainwithinthelimitsofthecaseasbroughtbefore,anddealtby,nationaladministrativeauthorities.Whilethisisprobablytobewelcomed,someoftheargumentsputforwardinsupportofthecontraryviewarenotwithoutmeritandarelikelytocomeupinanotherguise.11Astobeshownbelow,evenpanelscalledbytheDSBhaveissuedcontradictoryreportsinthisrespect.
  (ii)ConcerningRulingsinReportsIssuedbyWTOPanels
  WithregardtoArt.17.5(ii)oftheADAgreement,thePanelinEC-BedLinen(DS141)rulesthat,it“doesnotrequire,however,thatapanelconsiderthosefactsexclusivelyintheformatinwhichtheywereoriginallyavailabletotheinvestigatingauthority.Indeed,theverypurposeofthesubmissionsofthepartiestothePanelistomarshaltherelevantfactsinanorganizedandcomprehensiblefashioninsupportoftheirargumentsandtoelucidatetheparties’positions”.12
  However,contradictingtherulingabove,thePanelinUS-Hot-rolledSteel(DS184)takestheimplicationsofArt.17.5(ii)oftheADAgreementasthebasisofevidentiaryrulingsandrefusetoacceptnewevidencethatisnotbeforethedomesticinvestigatingauthoritiesatthetimeofdetermination,theyrule:13
  “ApanelisobligatedbyArticle11oftheDSUtoconduct‘anobjectiveassessmentofthematterbeforeit’.Inthiscase,wemustalsoconsidertheimplicationsofArticle17.5(ii)oftheADAgreementasthebasisofevidentiaryrulings…Itseemscleartousthat,underthisprovision,apanelmaynot,whenexaminingaclaimofviolationoftheADAgreementinaparticulardetermination,considerfactsorevidencepresentedtoitbyapartyinanattempttodemonstrateerrorinthedeterminationconcerningquestionsthatwereinvestigatedanddecidedbytheauthorities,unlesstheyhadbeenmadeavailableinconformitywiththeappropriate

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