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WTO Dispute Settlement Mechanism(1)
收集整理:佚名    来源:本站整理  时间:2009-02-04 14:06:19   点击数:[]    

uction
  IIGenericThirdPartyRights:InterpretationofArt.10.3
  IIIExtendedThirdPartyRights:ExerciseofPanels’Discretion
  IVSummaryandConclusions
  ChapterIVFunctionofPanels:Art.11oftheDSU
  IIntroduction
  IIApplicationofArt.11asaGeneralStandardofReview
  IIIReviewin“neitherdenovonortotaldefence”
  IVAllegationagainstPanels’StandardofReview
  VExerciseofJudicialEconomy
  ChapterVGuidelinesforInterpretationoftheWTOCoveredAgreements
  IIntroduction
  IIApplicationofArts.31,32oftheViennaConvention
  IIIWTORulesonConflicts:EffectiveInterpretation
  IVTheStatusofLegitimateExpectationsinInterpretation
  ChapterVIGeneralRulesofEvidenceundertheWTOJurisprudence
  IBurdenofProofundertheWTOJurisprudence
  (i)GeneralRulesWellEstablishedinViolationComplaints
  (ii)BurdenofProofincaseofInvokinganException
  (iii)SpecialRulesConcerningNon-ViolationClaims
  (iv)SummaryandConclusions
  IIAdmissibilityofCertainEvidences
  (i)EvidenceObtainedfromPriorConsultations
  (a)ProceduralConcern:ConfidentialityofConsultations
  (b)SubstantialConcern:NecessityorRelevanceofEvidence
  (ii)ArgumentsbeforeDomesticInvestigativeAuthorities
  (iii)ArgumentsSubmittedaftertheFirstSubstantiveMeeting
  (a)Thereisasignificantdifferencebetweentheclaimsandtheargumentssupportingthoseclaims.
  (b)Thereisnoprovisionestablishingprecisedeadlinesforthepresentationofevidence.
  IIIPanel’sRighttoSeekInformation
  (i)AGrantofDiscretionaryAuthority
  (ii)TheAdmissibilityofNon-requestedInformation
  (iii)SummaryandConclusions
  IVAdverseInferencesfromParty’sRefusaltoProvideInformationRequested
  (i)TheAuthorityofaPaneltoRequestInformationfromaPartytotheDispute
  (ii)TheDutyofaMembertoComplywiththeRequestofaPaneltoProvideInformation
  (iii)TheDrawingofAdverseInferencesfromtheRefusalofaPartytoProvideInformationRequestedbythePanel
  VConcludingRemarks
  ChapterVIISpecialRulesforAnti-dumpingDisputes
  SectionOneRecourseofAnti-dumpingDisputestotheDSB
  IIntroduction
  IISufficiencyofPanelRequestundertheADAgreement
  (i)Art.6.2oftheDSUandArticle17.4oftheADAgreement
  (ii)Art.6.2oftheDSUandArticle17.5(i)oftheADAgreement
  (iii)ASummaryGuiding
  IIIGeneralLegalBasisforClaimsagainstLegislationasSuch
  IVSpecialRulesforClaimsagainstAnti-dumpingLegislationasSuch
  (i)Introduction
  (ii)GeneralLegalBasisunderArt.17oftheADAgreement
  (iii)UnderstandingofArt.17.4oftheADAgreement
  (iv)ExtensiveBasisinContext
  (v)ASummary
  SectionTwoAdhocStandardofReviewforAnti-dumpingDisputes
  IIntroduction
  IISpecialStandardofReviewundertheADAgreement:inGeneral
  (i)AdhocApproachestoDomesticDetermination:Art.17.6
  (ii)RelationshipbetweenArt.11oftheDSUandArt.17.6oftheADAgreement
  (iii)ASummaryGuiding
  IIIScopeofReviewofFact-findings:Art.17.5(ii)oftheADAgreement
  (i)OverviewoftheGATTPractice
  (ii)ConcernedRulingsinReportsIssuedbyWTOPanels
  (iii)TentativeRemarks:GuidancefromtheAppellateBody
  ChapterVIIIStrengtheningoftheMultilateralSystem
  
  
  
  ChapterI
  Trendtowards“Judicialization”:
  ARule-orientedDisputeSettlementSystem
  
  Overdecadesofyearspast,manycountrieshavecometorecognizethecrucialrolethatdisputesettlementmechanismplaysforanytreatysystem.Thisisparticularlythecaseforatreatysystemdesignedtoaddressthemyriadofcomplexeconomicquestionsofinternationalrelationstodayandtofacilitatethecooperationamongnationsthatisessentialtothepeacefulandwelfare-enhancingroleofthoserelations.Disputesettlementprocedureassistsinmakingruleseffective,therebyaddinganessentialmeasureofpredictabilityandeffectivenessfortheoperationofarule-orientedsystemintheotherwiserelativelyweakrealmofinternationalnorms.
  TheUruguayRoundresult,includingtheAgreementestablishingtheWorldTradeOrganization(‘theWTOAgreement’),isoneimportantefforttofaceuptosomeoftheproblemsassociatedwithinterdependentinternationaleconomicactivity.CentralandvitaltotheWTOinstitutionalstructureisthedisputesettlementprocedurederivedfromdecadesofexperimentandpracticeintheGATT,butnowelaboratelysetforth,aspartoftheWTOAgreement,inthenewtreatytextoftheDisputeSettlementUnderstanding(‘theDSU’).
  TheentryintoforceoftheWTOAgreementon1January1995,includingthenewDSU,createsanimprovedsystemofrulesandproceduresforsettlinginternationaltradedisputes.AccordingtoArt.II:2oftheWTOAgreement,theDSUinAnnex2toitisan“integralpartofthisAgreement,bindingonallMembers”.Art.23oftheDSUundertheheading“StrengtheningoftheMultilateralSystem”emphasizesthelegalprimacyandexclusivecharacteroftheWTOdisputesettlementsystemvis-à-visalternativedisputesettlementsystemsoutsidetheWTO.Art.23.1requires,inpart:“WhenMembersseektheredressofaviolationofobligationsorothernullificationorimpairmentofbenefitsunderthecoveredagreementsoranimpedimenttotheattainmentofanyobjectiveofthecoveredagreements,theyshallhaverecourseto,andabideby,therulesandproceduresofthisUnderstanding.”
  ThenewWTOdisputesettlementsystemisanintegratedsystemwithmuchbroaderjurisdictionandlessscopefor“ruleshopping”orso-calledforumshopping.WhilethetraditionalpanelsystemofsettlingdisputeswithintheGATTremainsthecentralfeatureofthissystem,thenewmechanismindicatesadistinctivetrendtowards“judicialization”withinachangefrompower-orienteddiplomaticmethodsofdisputesettlementtorule-orientedlegalones.Henceforth,theemphasisoftheDSUisupon“rule-orientated”ratherthan“power-orientated”interpretationandapplicationoftheWTOdisputesettlementprocedures,withthemovetowardsamorejudicialformofprocessthatallowsforreviewofdecisionsthroughanAppellateBodyandtheenforcementofpanelandAppellateBodydecisions.TheDSUisinturnakeyelementofthelegalizationoftheworldtradesystemagreedintheUruguayRoundthroughtheestablishmentoftheWTOandthereinforcementofsubstantialrulesofconduct.
  Besides“judicializing”orcodifyingformerGATTpractice,theDSUhasaninstitutionaldimension.TheAgreementestablishesaDisputeSettlementBody(‘DSB’)toadministertherulesandproceduresforpanelproceedings,forappealagainstpaneldecisionstothestandingAppellateBodyandforadoptingpanelandA

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