uction IIGenericThirdPartyRights:InterpretationofArt.10.3 IIIExtendedThirdPartyRights:ExerciseofPanels’Discretion IVSummaryandConclusions ChapterIVFunctionofPanels:Art.11oftheDSU IIntroduction IIApplicationofArt.11asaGeneralStandardofReview IIIReviewin“neitherdenovonortotaldefence” IVAllegationagainstPanels’StandardofReview VExerciseofJudicialEconomy ChapterVGuidelinesforInterpretationoftheWTOCoveredAgreements IIntroduction IIApplicationofArts.31,32oftheViennaConvention IIIWTORulesonConflicts:EffectiveInterpretation IVTheStatusofLegitimateExpectationsinInterpretation ChapterVIGeneralRulesofEvidenceundertheWTOJurisprudence IBurdenofProofundertheWTOJurisprudence (i)GeneralRulesWellEstablishedinViolationComplaints (ii)BurdenofProofincaseofInvokinganException (iii)SpecialRulesConcerningNon-ViolationClaims (iv)SummaryandConclusions IIAdmissibilityofCertainEvidences (i)EvidenceObtainedfromPriorConsultations (a)ProceduralConcern:ConfidentialityofConsultations (b)SubstantialConcern:NecessityorRelevanceofEvidence (ii)ArgumentsbeforeDomesticInvestigativeAuthorities (iii)ArgumentsSubmittedaftertheFirstSubstantiveMeeting (a)Thereisasignificantdifferencebetweentheclaimsandtheargumentssupportingthoseclaims. (b)Thereisnoprovisionestablishingprecisedeadlinesforthepresentationofevidence. IIIPanel’sRighttoSeekInformation (i)AGrantofDiscretionaryAuthority (ii)TheAdmissibilityofNon-requestedInformation (iii)SummaryandConclusions IVAdverseInferencesfromParty’sRefusaltoProvideInformationRequested (i)TheAuthorityofaPaneltoRequestInformationfromaPartytotheDispute (ii)TheDutyofaMembertoComplywiththeRequestofaPaneltoProvideInformation (iii)TheDrawingofAdverseInferencesfromtheRefusalofaPartytoProvideInformationRequestedbythePanel VConcludingRemarks ChapterVIISpecialRulesforAnti-dumpingDisputes SectionOneRecourseofAnti-dumpingDisputestotheDSB IIntroduction IISufficiencyofPanelRequestundertheADAgreement (i)Art.6.2oftheDSUandArticle17.4oftheADAgreement (ii)Art.6.2oftheDSUandArticle17.5(i)oftheADAgreement (iii)ASummaryGuiding IIIGeneralLegalBasisforClaimsagainstLegislationasSuch IVSpecialRulesforClaimsagainstAnti-dumpingLegislationasSuch (i)Introduction (ii)GeneralLegalBasisunderArt.17oftheADAgreement (iii)UnderstandingofArt.17.4oftheADAgreement (iv)ExtensiveBasisinContext (v)ASummary SectionTwoAdhocStandardofReviewforAnti-dumpingDisputes IIntroduction IISpecialStandardofReviewundertheADAgreement:inGeneral (i)AdhocApproachestoDomesticDetermination:Art.17.6 (ii)RelationshipbetweenArt.11oftheDSUandArt.17.6oftheADAgreement (iii)ASummaryGuiding IIIScopeofReviewofFact-findings:Art.17.5(ii)oftheADAgreement (i)OverviewoftheGATTPractice (ii)ConcernedRulingsinReportsIssuedbyWTOPanels (iii)TentativeRemarks:GuidancefromtheAppellateBody ChapterVIIIStrengtheningoftheMultilateralSystem ChapterI Trendtowards“Judicialization”: ARule-orientedDisputeSettlementSystem Overdecadesofyearspast,manycountrieshavecometorecognizethecrucialrolethatdisputesettlementmechanismplaysforanytreatysystem.Thisisparticularlythecaseforatreatysystemdesignedtoaddressthemyriadofcomplexeconomicquestionsofinternationalrelationstodayandtofacilitatethecooperationamongnationsthatisessentialtothepeacefulandwelfare-enhancingroleofthoserelations.Disputesettlementprocedureassistsinmakingruleseffective,therebyaddinganessentialmeasureofpredictabilityandeffectivenessfortheoperationofarule-orientedsystemintheotherwiserelativelyweakrealmofinternationalnorms. TheUruguayRoundresult,includingtheAgreementestablishingtheWorldTradeOrganization(‘theWTOAgreement’),isoneimportantefforttofaceuptosomeoftheproblemsassociatedwithinterdependentinternationaleconomicactivity.CentralandvitaltotheWTOinstitutionalstructureisthedisputesettlementprocedurederivedfromdecadesofexperimentandpracticeintheGATT,butnowelaboratelysetforth,aspartoftheWTOAgreement,inthenewtreatytextoftheDisputeSettlementUnderstanding(‘theDSU’). TheentryintoforceoftheWTOAgreementon1January1995,includingthenewDSU,createsanimprovedsystemofrulesandproceduresforsettlinginternationaltradedisputes.AccordingtoArt.II:2oftheWTOAgreement,theDSUinAnnex2toitisan“integralpartofthisAgreement,bindingonallMembers”.Art.23oftheDSUundertheheading“StrengtheningoftheMultilateralSystem”emphasizesthelegalprimacyandexclusivecharacteroftheWTOdisputesettlementsystemvis-à-visalternativedisputesettlementsystemsoutsidetheWTO.Art.23.1requires,inpart:“WhenMembersseektheredressofaviolationofobligationsorothernullificationorimpairmentofbenefitsunderthecoveredagreementsoranimpedimenttotheattainmentofanyobjectiveofthecoveredagreements,theyshallhaverecourseto,andabideby,therulesandproceduresofthisUnderstanding.” ThenewWTOdisputesettlementsystemisanintegratedsystemwithmuchbroaderjurisdictionandlessscopefor“ruleshopping”orso-calledforumshopping.WhilethetraditionalpanelsystemofsettlingdisputeswithintheGATTremainsthecentralfeatureofthissystem,thenewmechanismindicatesadistinctivetrendtowards“judicialization”withinachangefrompower-orienteddiplomaticmethodsofdisputesettlementtorule-orientedlegalones.Henceforth,theemphasisoftheDSUisupon“rule-orientated”ratherthan“power-orientated”interpretationandapplicationoftheWTOdisputesettlementprocedures,withthemovetowardsamorejudicialformofprocessthatallowsforreviewofdecisionsthroughanAppellateBodyandtheenforcementofpanelandAppellateBodydecisions.TheDSUisinturnakeyelementofthelegalizationoftheworldtradesystemagreedintheUruguayRoundthroughtheestablishmentoftheWTOandthereinforcementofsubstantialrulesofconduct. Besides“judicializing”orcodifyingformerGATTpractice,theDSUhasaninstitutionaldimension.TheAgreementestablishesaDisputeSettlementBody(‘DSB’)toadministertherulesandproceduresforpanelproceedings,forappealagainstpaneldecisionstothestandingAppellateBodyandforadoptingpanelandA 上一页 [1] [2] [3] [4] 下一页
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