[本篇论文由上帝论文网为您收集整理,上帝论文网http://paper.5var.com将为您整理更多优秀的免费论文,谢谢您的支持] ChapterⅡ CausesofActionbeforetheDSB: Art.XXIIIoftheGATT1994 OUTLINE SectionOneRighttoPursueaProceedingundertheWTO ITheConceptofNullificationorImpairment IITheStandingIssuebeforetheDSB IIILackofPossibleCompensation IVSummaryandConclusions SectionTwoCausesofActionbeforetheDSBinGeneral IThePresumptioninViolationComplaints (i)Introduction (ii)PracticeundertheGATTJurisprudence (iii)RulingsundertheWTOJurisprudence (iv)ASummary IIAnOverviewofNon-ViolationComplaints (i)RelatedTexts (ii)RelationshipbetweenArts.XXIII:1(a)andXXIII:1(b) (iii)UnderlyingPurposeofArt.XXIII:1(b) (iv)Non-violationClaimsintheContextofPrinciplesofCustomaryInternationalLaw (v)AppropriateAttitudesastoNon-ViolationRemedy IIIPresupposedSituationComplaints SectionThreeEstablishmentofNon-violationComplaints IIntroduction IIApplicationofaMeasure:ScopeofMeasuresCoveredbyArt.XXIII:1(b) (i)MeasuresshortofLegallyBindingObligations (ii)MeasuresFallingunderOtherProvisionsoftheGATT1994 (iii)MeasuresConcerningtheProtectionofHumanHealth (iv)MeasuresContinuinglyApplied IIIExistenceofaBenefit:ProtectionofLegitimateExpectations (i)ProtectionofLegitimateExpectations(PLE) (ii)Non-foreseeabilityofMeasuresatIssue (iii)BenefitsintheNegotiations (iv)BenefitsunderSuccessiveRounds IVNullificationorImpairmentofBenefit:Causality VSummaryandConclusions SectionOne RighttoPursueaProceedingundertheWTO ITheConceptofNullificationorImpairment NullificationorimpairmentisamostimportantconceptdevelopedinpreviousGATTdisputesettlementsystem.ItisincorporatedintotheGATT1994bytheso-calledincorporationclause(paragraph1oftheGATT1994)andgoesontooperateasanimportantfeatureoftheDSUundertheWTO.DisputesettlementmechanismundertheWTOcontinuestorevolvearoundtheconceptofnullificationorimpairment.Art.3.1oftheDSUrequiresMembersto“affirmtheiradherencetotheprinciplesforthemanagementofdisputesheretoforeappliedunderArticlesXXIIandXXIIIofGATT1947”. AccordingtoArt.XXIII:1oftheGATT,aMembermayhaverecoursetodisputesettlementundertheWTOwhenitconsidersthat: “...anybenefitaccruingtoitdirectlyorindirectlyunderthisAgreementisbeingnullifiedorimpairedorthattheattainmentofanyobjectiveoftheAgreementisbeingimpededastheresultof (a)thefailureofanothercontractingparty[MemberoftheWTO]tocarryoutitsobligationsunderthisAgreement,or (b)theapplicationbyanothercontractingparty[MemberoftheWTO]ofanymeasure,whetherornotitconflictswiththeprovisionsofthisAgreement,or (c)theexistenceofanyothersituation.” Asitimplies,unlikethatinmanyotherdisputesettlementproceduresgenerallydesignedtoresolvedifferencesontheinterpretationorapplicationoftheprovisionsundermostinternationaltreaties,internationalresponsibilityinWTOlawisnotassessedonlyintermsofcompliancewiththespecificprovisionsoftherelevantagreements.Rather,itistheideaofnullificationorimpairmentthatdetermineswhetherrightstocomplainariseunderthecoveredagreement. Art.XXIII:1suggeststhatlegalconsiderationsneednotbethesolefocusofacomplaintundertheDSU,andthattheDSUprocedurescanbeinvokedforthesettlementofanytradedisputearisingfromanygovernmentalmeasure,whetherlegalorillegal,andthatarisingfromanysituation,whetherattributabletoagovernmentornot.Amemberdemonstratingthatameasureoranyothersituationnullifiedorimpairedtheirbenefitsaccruingtothecoveredagreementsisgivenredresseveniftherewasnofailuretocarryouttheobligations.What’smore,abenefitdoesn’tneedtoaccruedirectlytotheparty;anindirectbenefitisprotectedaswell.ItseemsthattheaimofArt.XXIII:1istoensurethatthenegotiatedbalanceofconcessionsismaintainedeveninsituationsthatcannotbeforeseenandthatcanconsequentlynotbedefined. Inpractice,itisdemonstratedthatpanelsandtheAppellateBodyhavebroadlydefinednullificationorimpairmentofabenefit.Theequationof“nullificationorimpairment”with“upsettingthecompetitiverelationship”establishedbetweenmembershasbeenconsistentlyused.However,asaresultofthedivergencebetweenthetextoftheprovisionsandthepracticeunderit,theactualscopeandfunctionoftheconceptofnullificationorimpairmentisoftenmisunderstood.ItishelpfulfortheclarificationofthisconcepttogofurtherintothestandingissuebeforetheDSB. IITheStandingIssuebeforetheDSB Theterm“standing”hasnotbeenexplicitlyembodiedinthetextoftheDSUorinanyothercoveredagreements.Itisusedhereforthepurposeofexaminingwhetherapartymustdemonstratetheexistenceofsomeinterestconcerned,asusuallyrequiredindomesticjudicialprocess,inlaunchingacomplaintbeforetheDSB. InEC-Bananas(DS27)1,theAppellateBodydoesnotacceptthattheneedfora“legalinterest”isimpliedintheDSUorinanyotherprovisionoftheWTOAgreementwhentheECqueriestherightofUStobringclaimsundertheGATT1994.Duringtheappellatereview,theAppellateBodyagreewiththePanelthat,“neitherArt.3.3nor3.7oftheDSUnoranyotherprovisionoftheDSUcontainsanyexplicitrequirementthataMembermusthavea‘legalinterest’asaprerequisiteforrequestingapanel”.AsfoundbytheAppellateBody,itistruethatunderArt.4.11oftheDSU,aMemberwishingtojoininmultipleconsultationsmusthave“asubstantialtradeinterest”,andthatunderArt.10.2oftheDSU,athirdpartymusthave“asubstantialinterest”inthematterbeforeapanel.ButneitheroftheseprovisionsintheDSU,noranythingelseintheWTOAgreement,providesabasisforassertingthatpartiestothedisputehavetomeetanysimilarstandard. TheparticipantsinthisappealalsorefertocertainjudgmentsoftheInternationalCourtofJusticeandthePermanentCourtofInternationalJusticerelatingtowhetherthereisarequirement,ininternationallaw,ofalegalinteresttobringacase.TheAppellateBodycannotreadanyofthesejudgmentsasestablishingageneralrulethatinallinternationallitigationacomplainingpartymusthavea“legalinterest”inordertobringacase.Nordotheythinkthatthesejudgmentsdenytheneedtoconsiderthequestionofstandingunderthedisputesettlementprovisionsofanymultilateraltreaty,byreferringtothetermsofthattreaty.ThisleadstheAppellateBodytoexamineArt.XXIIIoftheGATT1994,whichisthedisput [1] [2] 下一页
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