[本篇论文由上帝论文网为您收集整理,上帝论文网http://paper.5var.com将为您整理更多优秀的免费论文,谢谢您的支持] ChapterIV FunctionofPanels:Art.11oftheDSU OUTLINE IIntroduction IIApplicationofArt.11asaGeneralStandardofReview IIIReviewin“neitherdenovonortotaldefence” IVAllegationagainstPanels’StandardofReview VExerciseofJudicialEconomy IIntroduction ThefunctionofpanelsisexpresslydefinedinArt.11oftheDSU,whichreadsasfollows: “ThefunctionofpanelsistoassisttheDSBindischargingitsresponsibilitiesunderthisUnderstandingandthecoveredagreements.Accordingly,apanelshouldmakeanobjectiveassessmentofthematterbeforeit,includinganobjectiveassessmentofthefactsofthecaseandtheapplicabilityofandconformitywiththerelevantcoveredagreements,andmakesuchotherfindingsaswillassisttheDSBinmakingtherecommendationsoringivingtherulingsprovidedforinthecoveredagreements.Panelsshouldconsultregularlywiththepartiestothedisputeandgivethemadequateopportunitytodevelopamutuallysatisfactorysolution.” ThisprovisionsuggeststhatthefunctionofpanelsistomakeanobjectiveassessmentsuchastoassisttheDSBinmakingtherecommendationsoringivingtherulingsprovidedforinthecoveredagreements.However,howdopanelsfulfilltheirfunctionsasprovidedinArt.11oftheDSU?Itistheissuethatwewilltouchoninthischapter.Inthischapter,theauthorexploresonthestandardofreviewissueundertheWTO,i.e.“anobjectiveassessment”;aswellasontheexercisedjudicialeconomyprincipledevelopedinpanel’sreview. Withregardtothestandardofreviewissue,theGATT/WTOdisputesettlementprocedureshaveincreasinglyconfrontedquestionsconcerningthedegreetowhichaninternationalbody,undertheGATT/WTO,should“secondguess”adecisionofanationalgovernmentagencyconcerningeconomicregulationsthatareallegedlyinconsistentwithaninternationalrule.Itseemsclearthattheinternationalagreementdoesn’tpermitanationalgovernment’sdeterminationalwaystoprevail,otherwisetheinternationalrulescouldbeeasilyevadedorrenderedineffective.Butshouldtheinternationalbodyapproachtheissuesinvolvedwithoutanydeferencetothenationalgovernment?IthasbeenarguedintheGATT/WTOproceedingsthatpanelsshouldrespectnationalgovernmentdeterminations,uptosomepoint.That“point”isthecrucialissuethathassometimesbeenlabelledthe“standardofreview”.1 Ofcourse,thisissueisnotuniquetotheGATT/WTO.Naturally,thestandard-of-reviewissueisonethatmanylegalsystemsface.“Thestandard-of-reviewquestionisfacedatleastimplicitlywheneversovereignmembersofatreatyyieldinterpretiveanddisputesettlementpowerstointernationalpanelsandtribunals.Moreover,asnationaleconomiesbecomeincreasinglyinterdependent,andastheneedforinternationalcooperationandcoordinationaccordinglybecomesgreater,thestandard-of-reviewquestionwillbecomeincreasinglyimportant.”2And“itcanbeseenthatthestandard-of-reviewquestionisarecurringanddelicateone,andonethattosomeextentgoestothecoreofaninternationalprocedurethatmust(inarule-basedsystem)assessanationalgovernment’sactionsagainsttreatyorotherinternationalnorms”.3 However,fortheimmediatepurpose,wewanttofocusbelowonthemoreparticularquestionoftheproperstandardofreviewforaWTOpanelwhenitundertakestoexamineanationalgovernment’sactionsorrulingsthatengagethequestionofconsistencywiththevariousWTOagreementsandaresubjecttotheDSUprocedures. IIApplicationofArt.11asaGeneralStandardofReview UndertheWTOjurisprudence,it’sdemonstratedthatArt.11oftheDSUhasbeenappliedasageneralstandardofreview.Art.11suggeststhatthefunctionofpanelsistomake“anobjectiveassessment”soastoassisttheDSBinmakingtherecommendationsoringivingtherulingsprovidedforinthecoveredagreements. Forexample,inUS-ShirtsandBlouses(DS33),thePanelrulesthat,“althoughtheDSUdoesnotcontainanyspecificreferencetostandardsofreview,weconsiderthatArticle11oftheDSUwhichdescribestheparametersofthefunctionofpanels,isrelevanthere”.4 AndtheapplicationofArt.11asageneralstandardofreviewundertheDSUisanalyzedsystematicallyinEC-Hormones(DS26/DS48)wheretheAppellateBodyrulesthat:5 “Thefirstpointthatmustbemadeinthisconnection,isthattheSPSAgreementitselfissilentonthematterofanappropriatestandardofreviewforpanelsdecidinguponSPSmeasuresofaMember.NorarethereprovisionsintheDSUoranyofthecoveredagreements(otherthantheAnti-DumpingAgreement)prescribingaparticularstandardofreview.OnlyArticle17.6(i)oftheAnti-DumpingAgreementhaslanguageonthestandardofreviewtobeemployedbypanelsengagedinthe‘assessmentofthefactsofthematter’.WefindnoindicationintheSPSAgreementofanintentonthepartoftheMemberstoadoptorincorporateintothatAgreementthestandardsetoutinArticle17.6(i)oftheAnti-DumpingAgreement.Textually,Article17.6(i)isspecifictotheAnti-DumpingAgreement. […] Wedonotmean,however,tosuggestthatthereisatpresentnostandardofreviewapplicabletothedeterminationandassessmentofthefactsinproceedingsundertheSPSAgreementorunderothercoveredagreements.Inourview,Article11oftheDSUbearsdirectlyonthismatterand,ineffect,articulateswithgreatsuccinctnessbutwithsufficientclaritytheappropriatestandardofreviewforpanelsinrespectofboththeascertainmentoffactsandthelegalcharacterizationofsuchfactsundertherelevantagreements[…]” Insum,forallbutoneofthecoveredagreements,Art.11oftheDSUsetsforththeappropriatestandardofreviewforpanels.Asstatedonmorethanoneoccasion,Art.11oftheDSU,and,inparticular,itsrequirementthat“apanelshouldmakeanobjectiveassessmentofthematterbeforeit,includinganobjectiveassessmentofthefactsofthecaseandtheapplicabilityofandconformitywiththerelevantcoveredagreements”,setsforththeappropriatestandardofreviewforpanelsexaminingtheconsistencyorinconsistencyofallegedmeasuresundertheWTOjurisprudence.AndtheonlyexceptionistheAgreementonImplementationofArticleVIoftheGeneralAgreementonTariffsandTrade1994,inwhichaspecificprovision,Art.17.6,setsoutaspecialstandardofreviewfordisputesarisingunderthatAgreement(tobediscussedinsubsequentchapter).6 IIIReviewin“neitherdenovonortotaldefence” InEC-Hormones(DS26/DS48),intheviewoftheEuropeanCommunities,“theprincipalalternativeapproachestotheproblemofformulatingthe‘properstandardofreview’sofaraspanelsareconcernedaretwo-fold.Thefirstisdesignatedas‘denovo [1] [2] [3] [4] 下一页
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